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Looking for financial / audit / compliance position in Houston - have 11 years financial/banking exp
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Started this discussion. Last reply by Jason Burchell Jul 29, 2009.
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Patrick John OMahony replied to Kelly Schrock's discussion 'Looking for financial / audit / compliance position in Houston - have 11 years financial/banking exp'
Kelly,
(Wonderful name)
I am also in Audit and Compliance. I am in the Dallas area, if I can be any help, Please let me know.
Pat O'Mahony, CIA, CISA
Patrick John O'Mahony, Sr.
1506 Versailles Drive
Richardson, Tx. 75081
(972)…
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Looking for financial / audit / compliance position in Houston - have 11 years financial/banking exp
I was recently layed off from JPMorgan in Houston after 11 years in syndicated finance. Looking for basically something along the same lines as what I did before. Compliance is my niche and I love working with lots of people and in a team atmosphere. Capable of non-supervised position - very much a self-starter.Please take a look at my profile for my credentials and resume and feel free to contact me with any possible opportunities - doesn't have to be in banking industry.See More
Discussion posted by Kelly Schrock
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- Tell Us About You/Your Company or What Type of Work You Do if Seeking Employment
- Just layed off after 11 years at JPMorgan. Looking for risk / compliance / audit type position.
- Your Website or Blog Address
- http://www.brightfuse.com/kellyschrock
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- KELLY SCHROCK
COMPLIANCE ANALYST
Excellent manager of people and projects with 15 years experience utilizing strong analytical skills with financial management expertise expediting leveraged financing across diverse industry segments. Solid track record delivering optimum results in both the banking and investment sectors.
________________________________________
Project Management • Operations Management • Audit • Legal Compliance
IRS Corporate Tax Reporting • Application of Constraints Management • Team Leadership
Scheduling • Cash Flow Management/Forecasting • Quality Control
________________________________________
PROFESSIONAL EXPERIENCE
JPMORGAN CHASE BANK, N.A., Securities & Syndications, Houston, Texas • 1998-2009
Compliance Coordinator, 2000-2009
Directed closings of leveraged financings over $20MM in oil/gas, commercial, mid-corp, retail and real estate industries. Lead as hub of global multi-discipline teams consisting of relationship managers, underwriters, legal counsel, trust personnel, client portfolio managers, syndicators and analysts to expedite financing. Ensured accuracy and compliance of all legal documents and contracts. Responded to complex queries relating to funding processes, legal constraints and reporting issues. Created departmental revenue, profits and department projections/forecasting reports, invoiced remuneration and secured final credit approval.
• Recognized as company expert on funding, scheduling and project coordination.
• Pioneered internal financial models for Term financing immediately utilized by New York sales desk and Chicago agency teams.
• Developed and performed educational presentations for conducting internal informative seminars detailing lifeline of syndicated deals. Also co-opted for use by management level staff.
• Improved internal and external communications significantly through development of a universal document for all financing detailing comprehensive aspects.
• Handled annual internal and external audit reviews and other regulatory efforts.
Senior Compliance / Trust Analyst, 1998-2000
Managed up to 50 clients from diverse industries providing investment analysis, plan testing, problem solving, communications and client consulting. Oversaw/managed client mergers, data acquisition, transition of investments, IRS compliance, procedural developments, IRS audits, and operational management. Provided new document strategies and IRS regulations education to clients. Supervised development of processes to streamline ongoing operation and utilized internal audit system to evaluate client IRS compliance.
Completed annual audit and IRS Forms in consultation with external auditors. Ensured IRS compliance through analysis of compensations and contributions and aided in development of client financial models and reports. Met monthly IRS deadlines for corporate pension plans including completion of non-discrimination plan testing and corporate IRS tax forms.
• Developed custom programs on Excel specifically streamlined for large company utilization.
• Devised financial models to facilitate testing utilized by clients inclined to carry out their own quarterly testing.
• Created annual correspondence materials distributed to clients requesting required testing information and clarifying investment process.
• Delivered product presentations to clients to help create possible opportunities for new plans.
• Created simpler process for financial reconciliation and audit reports prepared for IRS
VAN KAMPEN AMERICAN CAPITAL, Houston, Texas • 1996-1998
Senior Trust Analyst / Consultant Supervisor
Supervised, trained and audited 4 analysts responsible for quarterly reporting, asset reconciliation, corporate IRS filings and document amendments for numerous client retirement plans. Performed analysis of financial statements and compensations for prospective conversions. Finalized client IRS corporate plan tax returns and schedules and facilitated company/employee requests by daily trading of market assets. Worked directly with marketing managers and key accounts to ensure compliance in the creation of PR materials for potential business. Educated marketing sales specialists on IRS regulations and requirements in order that marketing materials were used effectively to generate sales.
EDUCATION
MBA, Business Administration
C.T. Bauer College of Business, University of Houston, Houston, Texas
MBA International Business Residency, Spain, summer 2003
BS, Mathematics
Heavy hours in Statistics
University of Houston, Houston, Texas
PROFESSIONAL MEMBERSHIPS
Member of the Project Management Institute
COMPUTER HARDWARE & SOFTWARE EXPERIENCE
MS excel, MS word, PowerPoint, Aqueduct, Access, Oracle Sales Database, Citrix,
Outlook / Lotus Notes, Documentum, SAS, Dealworks, Loan IQ, Agent Plus,
Intralinks/IntraAgency, MiniTab, ARC approval database
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